Thursday, August 16, 2018
Measure,  Compare,  Compete!
TAG :: Compliance Consultants

Compliance Consultants

The global regulatory landscape is changing rapidly so providing consulting services to the financial community requires staying on top of new regulatory mandates and recommendations as well as the increased competitive environment affecting your clients. Staying attuned to your clients ever-changing expectations while continuing to evaluate their best execution performance requires time, money and manpower.

TAG can effectively help you manage this workload without increasing your headcount, help your clients avoid costly compliance infractions, and effectively resolve trade performance exceptions. We have fourteen years of experience in dealing with the SEC and FINRA and we understand what Broker/Dealers and the Regulators expect from compliance reporting. Recommending TAG’s best execution and compliance solutions will increase your ability to attain new clients, strengthen your relationship with current clients and effectively increase your bottom line.

Complementary Cash Equities Products
Best Execution
TAG Report
T+1 Exceptions Report
Trade Performance Analysis
TAG Venue Selector
Client WebAccess Tool
Transaction Cost Analysis
TAG TCA
Historical Data
Market Data Explorer
Tick Data
Competitive Analysis
Market Center Comparison Tool
Order Routing Comparison Tool
Market Center Competitive Analysis
Compliance
Rule 605 Compliance Report
Rule 606 Compliance Report
Rule 611 Compliance Report

Complementary Listed Options Products
Best Execution
TAG Report
T+1 Exceptions Report
Trade Performance Analysis
Client WebAccess Tool
Competitive Analysis
Order Routing Comparison Tool
NBBO Analysis
Cross & Lock Report
Historical Data
Market Data Explorer
Tick Data
Compliance
Rule 606 Report
Home   |   About TAG   |   Contact TAG   |   Resources